-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WEdgL12HoDHkkL9rzqOmHajB5bjSNKKy+Um3tnzUoYfTskMgtNH0TF7lPD13GIvg RV1DMizbcrG+dBgS8jCkBg== 0000901719-08-000007.txt : 20080213 0000901719-08-000007.hdr.sgml : 20080213 20080213150141 ACCESSION NUMBER: 0000901719-08-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOCUS ENHANCEMENTS INC CENTRAL INDEX KEY: 0000884719 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 043144936 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52653 FILM NUMBER: 08603972 BUSINESS ADDRESS: STREET 1: 1370 DELL AVE CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 4088668300 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERG CARL E CENTRAL INDEX KEY: 0000901719 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: C/O BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 SC 13G/A 1 focus13gfeb2008.txt FOCUS SCHEDULE 13G AMEND. #5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) FOCUS ENHANCEMENTS, INC. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 344159108 (CUSIP NUMBER) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1) Names of Reporting Persons and I.R.S. Identification Nos. Of Above Persons (entities only) Carl E. Berg 2) Check the appropriate box if a member of a group (See Instructions) (a) [ ] (b) [X] 3) SEC Use Only 4) Citizenship or Place of Organization United States NUMBER OF 5) Sole Voting Power SHARES 5,703,767* BENEFICIALLY 6) Shared Voting Power OWNED BY 0 EACH 7) Sole Dispositive Power REPORTING 5,703,767* PERSON 8) Shared Dispositive Power WITH 0 9) Aggregate Amount Beneficially owned By Each Reporting Person 5,703,767* 10) Check Box if the Aggregate Amount in Row (9) excluded certain shares (See Instructions) [ ] Not Applicable 11) Percent of Class Represented By Amount in Row (9) 6.5% 12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- * Includes (a) 2,395,693 shares of Common Stock (b) 79,574 options to purchase shares of Common Stock exercisable within 60 days of November 8, 2007 (c) 3,161 shares of Preferred Stock, each preferred share is convertible into 1,000 shares of Common Stock and (d) 67,500 shares of restricted stock, which are not vested. - 2 - By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Dated: February 13, 2008 /s/ Carl E. Berg --------------------------------------- Carl E. Berg -----END PRIVACY-ENHANCED MESSAGE-----